SEBI Registered Research Analyst · INH000017718

Regulatory Information

Compliance & Disclosures

Transparency is central to a registered research practice. Everything below is provided in line with SEBI Research Analyst requirements. This is research and education, not investment advice.


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Registered NamePalak Jain
Registration NumberINH000017718
CategoryResearch Analyst
StatusActive

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Market Risk Disclaimer

Investment in securities market is subject to market risks. Read all the related documents carefully before investing. Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors. Past performance is not indicative of future results.

The content and research on this website are for educational and informational purposes only and do not constitute investment advice, a recommendation, or an offer to buy or sell any security. Please consider your own financial situation and risk tolerance, and where needed a qualified professional, before acting on any information.

Registration Disclaimer

Palak Jain is registered with SEBI as a Research Analyst under Registration No. INH000017718. Registration with SEBI and certification from NISM do not guarantee the performance of the research analyst or provide any assurance of returns to investors.

Disclosure

Research is prepared independently and in good faith. Any actual or potential conflict of interest relevant to a particular research note is disclosed as required. The research analyst may or may not hold positions in the securities mentioned, and any such interest is disclosed in line with applicable regulations.

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Conflict of Interest

Reasonable steps are taken to identify and manage conflicts of interest. Research is not influenced by any relationship that would compromise its objectivity, and any material conflict is disclosed to clients so they can make informed decisions.

Code of Conduct

As a SEBI Registered Research Analyst, I follow the code of conduct prescribed under the SEBI (Research Analysts) Regulations, 2014. In practice this means acting with honesty, integrity, and fairness; maintaining independence and objectivity in research; identifying, managing, and disclosing conflicts of interest; exercising due skill, care, and diligence; keeping client information confidential; and complying with all applicable laws and regulations. Adherence to this code is reviewed on an ongoing basis.

Research Methodology

Research is based on technical analysis, price action, and market structure, with a defined risk framework for every idea. In brief, the process is:

  • Market structure analysis across timeframes to establish context.
  • Technical and price action study of support, resistance, and volume.
  • A defined risk framework with entry zone, invalidation, and exit levels.
  • Documentation of the rationale with the required disclosures.
  • Communication of the research through a dedicated channel.
  • Ongoing review and learning as market conditions evolve.

Investor Charter

The Investor Charter for Research Analysts sets out the vision, mission, services, investor rights, and expected service standards, along with the grievance redressal mechanism available to investors.

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Complaint Redressal & Grievance Process

Complaints can be raised directly by email at financewithpalak@gmail.com and are acknowledged and addressed within the timelines prescribed by the regulator. If you are not satisfied with the resolution, you may escalate the matter to SEBI through the SCORES portal.

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SEBI SCORES

SCORES is SEBI’s online centralised complaint redressal system. Investors can register and track complaints against registered intermediaries there. Filing on SCORES is free and helps ensure your grievance is formally recorded with the regulator.

Go to SEBI SCORES

Complaints / Grievance Data

In line with SEBI requirements for Research Analysts, the status of investor complaints is published below. This data is updated monthly.

Data for the month ending June 2026

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Monthly complaints status
Received from Pending at end of last month Received Resolved Total pending Pending > 3 months Avg resolution time (days)
Directly from investors 0 0 0 0 0 0
SEBI (SCORES) 0 0 0 0 0 0
Other sources 0 0 0 0 0 0
Grand total 0 0 0 0 0 0

Trend of monthly disposal of complaints

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Monthly disposal trend
Month Carried forward Received Resolved Pending
January 2026 0 0 0 0
February 2026 0 0 0 0
March 2026 0 0 0 0
April 2026 0 0 0 0
May 2026 0 0 0 0
June 2026 0 0 0 0
Grand total 0 0 0 0

Trend of annual disposal of complaints

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Annual disposal trend
Year Carried forward Received Resolved Pending
2024 – 2025 0 0 0 0
2025 – 2026 0 0 0 0
Grand total 0 0 0 0

Note: figures are to be reviewed and updated at the start of every month in line with SEBI Research Analyst disclosure norms.

Refund Policy

Subscription terms and refund conditions are defined clearly before purchase. Please review the full policy and reach out with any questions before subscribing so that all terms are understood in advance.

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Privacy Policy

Your personal information is handled responsibly and used only for the purposes stated in the policy. The full policy explains what is collected, how it is used, and the choices available to you.

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Terms & Conditions

Use of this website and any research service is governed by the applicable terms and conditions. These are made available at the point of subscription and on request, and they set out the responsibilities of both the research analyst and the subscriber.

Most Important Terms & Conditions (MITC)

The MITC summarises the key terms of the research service in a concise, standardised format, as prescribed for Research Analysts, so that investors can quickly understand the most important aspects before subscribing.

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Principal Officer & Research Analyst
Palak Jain
SEBI Reg. No. INH000017718

Compliance & Grievance Officer
Palak Jain
For complaints and grievances

Investment Risk Disclaimer: Investment in securities market is subject to market risks. Read all the related documents carefully before investing. Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors. Past performance is not indicative of future results. Content on this website is for educational and informational purposes only and does not constitute investment advice. Palak Jain (Finance With Palak) is a SEBI Registered Research Analyst with Registration No. INH000017718.